WE reject mechanism because it is based on absurd theories
about the nature of Matter. As an engineer we know that it
is not in the nature of Matter unaided to fall into the form of
machines. It has been claimed that more recent materialistic
theories avoid the errors of mechanism. These can conveniently be grouped under the single title of the philosophy of emergence, for they differ more in name than in substance.
Among them are emergent vitalism which has been advocated
by Lloyd Morgan, the methodological vitalism of J. A. Thomson
and the holism of Smuts. They all have their roots in the
metaphysics of Samuel Alexander.
We have examined these more recent theories in the hope
that we might be able to find them more acceptable to an
engineer than mechanism can ever be. But we have been
disappointed. We have been obliged to conclude that the
philosophy of emergence, which may be valuable in its proper
sphere of metaphysics, has been forced into a service for which
it is quite unsuited.
It is a merit in the newer theories that living organisms are
recognized as more than machines and that the reality of Mind
and sometimes also of God is accepted. These things are
denied by mechanists. But in these theories concepts like
Mind and God are all attributed to the unaided action of
Matter on Matter. This school rejects, to use Lloyd Morgan's
words, "anything of the nature of Entelechy or Elan - any
insertion into physico-chemical evolution of an alien influence". John Lewis, who is a follower of this school, says
in his Introduction to Philosophy on page 32: "When we find
living matter we do not conclude that it consists of matter
plus life, but that life is one of the forms of matter itself; that
matter organized according to a particular pattern exhibits
the properties of hfe."
An engineer is not likely to find more acceptable than
mechanism a doctrine which asserts that Matter unaided can
produce more, much more than machines; that it can produce also Mind and even a Deity. The accomplishment
required to produce a machine is considerable, but the accomplishments with which the "newer and better" materialists
credit Matter are stupendous. The "improvement" brought
about during the last half century is in the spinning of ever
more fantastic theories about the nature of Matter.
These theories are permeating a large section of thought.
We have rarely opened a recent book purporting to enlighten
us about the nature of the Universe (with the exception of
those written by physicists) which has not shown the influence
of the philosophy of emergence in a form which, we feel
sure, must be a distortion of its original metaphysical presentation. A number of trained philosophers as well as the amateurs
advocate these applications of the philosophy of emergence to
the problems presented by the organic world. And we have
searched in vain for any effective criticism. While Professor
Stebbing has exposed the fallacies of some physicist-philosophers, the far more serious fallacies in those who force the
philosophy of emergence into the service of materialism seem
to have passed unchallenged. Yet it seems to us very necessary
that the naive crudities of this preposterous use of philosophy
should be pointed out, and a suitable occasion presents itself
while we are considering the nature of the Material Universe.
The philosophy of emergence, when applied to our theme
derives from a recognition of the distinction between those
properties of any given system which are possessed by its
component parts and those properties which are due only to
the relations between the component parts. It is claimed that
the things which mechanists fail to explain can be explained
in terms of the latter class of property. The whole philosophy
is made up of three interdependent parts. The first is the
theory that Matter conforms universally to a principle of
organization. It is used to explain the existence of living
organisms. This theory has been constructed in recognition
of the fact that a complete theory of the nature of reality must
start, not with the origin of properties but with the origin of
the systems possessing the properties. If the properties of living
organisms are attributed to the structure of their bodies, this
structure cannot, in turn, be attributed to the properties. In
the philosophy of emergence it is attributed to the nature of
Matter.
The essence of the second theory is that a physico-chemical
interpretation of the organic world is inadequate. Properties
are said to emerge from the relatedness between the parts of
a configuration which could not have been predicted. Hence,
it is claimed, the laws of physics and chemistry do not suffice
to explain those qualities which emerge from the structure of
a living organism. This theory has been constructed in recognition of the need to account for true novelty. As distinguished
from mechanists, followers of this school believe in unpredictable events. The third theory is that the properties which emerge from the relatedness between the component parts
of an organism cause and control all its activities.
We have on several occasions, quoted passages in which
the first of these three theories is expressed. There is Broad's
concise interpretation expressed in the words that Matter has
a natural tendency to fall into the form of organisms, and his
further suggestion that there is a general tendency for complexes of one order under suitable conditions to form complexes of a higher order. There is Smuts's behef expressed in
his book Holism that material systems always tend to form
wholes. There is Needham's apparent belief in a cosmic drill-sergeant and Benjamin Moore's law of complexity quoted on page 106,( Click here) a quotation which the reader should study carefully again. We can also quote J. B. S. Haldane who said on page 117
of Materialism: "The physical universe appears to us as a
universe of atoms, electrons and protons, but in the very
manner of their existence these units imply inherent coordinations." And on page 120 he said: "It seems to me that
the actual general picture presented to us by physical science
is of a Universe from which chaotic activity of every sort is
progressively disappearing, and that this picture harmonizes
with the conception of biological evolution or the religious
conception of the universe as a progressive manifestation of
God's activity."
Strange, we say to ourselves, that it should have been left
to biologists and philosophers to discover this great principle
of nature. Physicists must be very remiss not to have mentioned it in their text-books. They must have had plenty of
opportunities of observing the operation of this principle.
If the tendency of Matter to fall into the form of organisms
operates everywhere, the constellations must be far better
organized now than they were at an earlier period in the
world's history. Astronomers ought to tell us about it. And
if the tendency to form higher and higher complexes has been
in operation since the beginning of time there can be hardly
any low ones left by now. Most of the complexes which fill
our Universe must have become very high indeed. The
cosmic drill-sergeant must have brought Matter to a state of
discipline which the Prussians might well envy. Are our
physicists blind, that they have not noticed all these goings
on?
Why do those who work in the Cavendish Laboratories
neglect to perform such experiments as would demonstrate
the truth of these aspects of the philosophy of emergence?
They ought to place a number of objects in a test-tube (or a
cauldron or whatever may be the proper vessel for the demonstration) and observe how such a collection confirms the
theory by falling into the form of an organism. Or if, at the
first attempt, the form of an organism did not result, perhaps
a higher complex would. The experiment ought, at least, to
confirm the holism of Smuts. The collection of objects might
be expected to fall into a better whole.
Of course, a philosopher of the emergent school would have
to be present to interpret the results. For we doubt, we very
much doubt, whether a physicist would recognize a higher
complex when he saw one. These philosophers classify all
things according to a scale of complexity in some such sequence
as electrons and protons, atoms, small molecules, large
molecules, unicellular organisms, multicellular organisms. But
we have failed to discover by what criterion one configuration
is said to be more complex than another; why, for instance, a
large molecule should be more complex than a small one or
a molecule more complex than an atom.
The criterion might be the number and diversity of the
constituent parts. A large molecule can be sub-divided into
more bits than a small one and these bits are more varied.
But a large heap of stones contains more components than a
small heap, and yet we do not think that anyone would say
that the larger the heap the higher the complex. Believers in
the philosophy of emergence would probably not say that
a heap of stones was more of a whole than a single stone. Yet
they do say that the collection of atoms which forms a
molecule is more complex than a single atom. They must
believe that the collection of atoms in a molecule meets some
criterion of complexity which the collection of stones in a
heap does not meet. But we do not know what this criterion
is.
Without the help of our amateur philosophers, moreover,
research workers might overlook laws which are so unlike
those to which they are accustomed. Moore said that the
law of complexity is manifest with varying intensity in different
types of matter. According to Broad's interpretations of
these amateurs suitable conditions are needed before the law
can operate by which complexes of one order form complexes of a higher order. And even when the conditions are
suitable Broad speaks of no more than a tendency for the
complexes to form on a higher level. Similarly he mentions
only a tendency for Matter to fall into the form of organisms.
Physicists have not yet learnt to attach any meaning to the
notion that a law is manifest with varying intensity. According to the law of gravitation the force between two bodies is always proportional to the product of their masses. It is not
sometimes more and sometimes less than this product.
Physicists only apply the word "intensity" to an effect, as
when they speak of a force in terms of pounds per square inch.
Nor are physicists familiar with principles which operate
only under suitable conditions or which do no more than tend to operate. No self-contained system has been excused
from observing the first law of thermo-dynamics on the plea
that the conditions were unsuitable. Nor does a self-contained
system only tend to conserve its energy. If it did only tend to
do so it might sometimes conserve but a portion. The principle
of conservation of energy operates as completely as can be
verified by the most accurate measurements. Perhaps these
are the reasons why physicists cannot perceive those aspects
of the behaviour of Matter which have been revealed to the
finer imagination of the emergent vitalists. It is clear that
a few properly selected philosophers, both amateur and
professional, ought to be attached to the Cavendish Laboratories!
It may be said that we are wrong to take so literally what
the philosophers of the emergent school say. Perhaps so. But
let them translate their assertions into terms which do not lay
them open to ridicule and they will be left with mere commonplaces, not worth saying. They will then tell us that Matter does not always fall into the form of organisms and that it is
only known to do so in the presence of Life. They will discover that there is no more sense in saying that Matter tends
to fall into the form of organisms because it sometimes does
so than there would be in saying that meteorites tend to fall
into people's backyards because one may occasionally fall in
such a place. They will realize that Matter which flies about
in the inorganic world becomes associated into molecules
when the conditions are favourable for the formation of
molecules and dissociated into atoms when the conditions are
favourable for dissociation; that Matter sometimes adopts
intricate-looking configurations and sometimes simple-looking ones and that there is exactly the same justification
for propounding a law of simplicity as for propounding a law
of complexity; that there is no more complexity in the inorganic world today than there was a thousand million years
ago. But to admit all this would be to destroy the foundations of this whole philosophy.
Believing that a law of complexity holds throughout space
and with varying intensity, philosophers of the emergent
school also believe that this law leads to forms intermediate
between those which, without hesitation, we should call
living and forms which, without hesitation, we should call
lifeless. It is asserted that such intermediate forms existed when
Life was beginning to appear on earth and it is frequently
suggested that viruses may be such intermediate forms.
We have met this suggestion frequently and it has led us to
wonder what an intermediate form would be like. The
suggestion implies a reason to believe that viruses may have
some of those features which are held to be characteristics of
an intermediate form. We have tried to discover what those
features may be, but without success. We cannot conceive of
any criterion by which we could recognize an intermediate
form if we met it. Nor has anyone been able to enlighten us.
Such a form must either possess some of the attributes of living
organisms and lack others, or it must possess the attributes to
a reduced degree. Either suggestion amounts to a logical
absurdity as must appear as soon as we leave abstractions and
consider concrete possibilities.
Powers of reproduction and need for nourishment are
among the attributes of living organisms most frequently
mentioned. If we found things which needed nourishment
but did not reproduce their kind we should not call them
intermediate forms. We should regard them as quite alive,
but sterile. Suppose, then, we found things which did not
need nourishment. Unable to increase their bulk they would
not, of course, reproduce their kind. Would we call these
intermediate forms? Would we say that, like the bread-and-
butter fly in Alice, they always die? Or would we say that,
like old soldiers in the famous song, they never die? Of
course not. We should say that, like pebbles, they were
never alive.
If we were to find that other attributes were omitted we
should reach similar conclusions. We should either say that
the things were completely alive in spite of the lack of these
attributes, or that they were completely lifeless. We cannot pick
out any attributes from a list of those said to be characteristic
of living organisms, lack of which would constitute the criterion for an intermediate state.
We fare no better if we try to describe an intermediate form
in terms of the degree to which any of the attributes of living
organisms are manifest. If things need only a little nourishment, we do not call them intermediate forms, we call them
living organisms with a low rate of metabolism. No one can
prepare a description, however fantastic, of a thing which
could conceivably be called an intermediate form. Those
mechanists who declare that one can make no distinction
between living and lifeless things are mistaken. But their logic
is better than that of emergent vitalists who claim not only
that there is a distinction between living and lifeless things but
even that there are fine grades of distinction between things
which are wholly and things which are partly alive. We have
to conclude that those who speak of intermediate forms use
words which have no meaning for anyone, themselves included.
We come now to the second component part of the newer
materialistic theories. Its starting point is so obvious that no
one would quarrel with it. This is that any assembly is something more than the sum of the items of which it is composed.
It has properties (sometimes also called "qualities") which
are not implicit in the component parts but which are due to
the configuration. These properties are called emergents. To
take a crude example, a house has properties which are not
implicit in the bricks of which it is built. These are due to the
way in which the bricks are put together, to their relatedness.
They are called emergent qualities. Similarly a pudding has
a different taste to the taste of its ingredients; the properties
of chemical compounds differ from those of the constituent
atoms. John Lewis quotes as an example the taste of the
combination of sodium and chlorine which forms common
salt. In a living organism the component substances are
assembled in a distinctive way, and distinctive properties
emerge, of course, from the mode of assembly.
We can well believe that a distinction between the relatedness of things and the things themselves is essential to a sound
metaphysics and that, with the help of this distinction, the
trained philosopher can lead us far towards an understanding
of the nature of reality. We feel sure, though we are hardly
qualified to express an opinion, that those pioneers of thought
who have, in recent decades, introduced the concept "emergence" have done a great and lasting service. But, unfortunately, new concepts are liable to be played with like new
toys and they are then sometimes spoiled.
This has happened to the concept "emergence". We have
just seen how without logical or scientific justification a law
of complexity has been grafted on to the concept. To the
doctrine that properties emerge from the way in which things
are arranged the doctrine has been added that things arrange
themselves in such ways that specific properties may emerge.
Similarly the further doctrine has been grafted on to this
concept that the laws of physics and chemistry do not enable
one to predict all the qualities of a new inorganic configuration. Lloyd Morgan said that emergence "does not interpret
life in terms of physics and chemistry".
According to his school, the various properties arising from
the combination of individual parts are of two kinds called
respectively resultants and emergents. Resultants are defined as
properties which can be predicted before the combination
comes into being and emergents as properties which cannot
be predicted either with the help of the laws of physics and
chemistry or by any other means whatever. Examples will
make the distinction clearer.
If two pound weights are put together, the combined
weight of two pounds, being predictable, is called a resultant.
But suppose one could not predict the taste of a pudding made
in a given manner from given ingredients, then the taste of
the pudding would be called an emergent. Lloyd Morgan
said:
"The essential feature of a mechanical, or, if it be preferred, a
mechanistic interpretation, is that it is in terms of resultant effects
only, calculable by algebraic summation. It ignores the something
more that must be accepted as emergent. It regards a chemical
compound as only a more complex mechanical mixture, without
any new kind of relatedness of its constituents. It regards life as a regrouping of physico-chemical events with no new kind of relatedness expressed in an integration which seems, on the evidence, to
mark a new departure in the passage of natural events. Against
such a mechanical interpretation - such a mechanistic dogma -
emergent evolution rises in protest. The gist of its contention is that
such an interpretation is quite inadequate. Resultants there are, but
there is emergence also."
It must be noted that emergent evolution does not rise in
protest against a mechanistic interpretation of living Matter
only. It ascribes emergent properties to any arrangement, for
instance, to those of the electrons in an atom, those of any
given group of atoms, or molecules, or lifeless particles of any
sort whatever. It does not assert that emergence begins at
the stage of complexity manifested by living substance, but
that it occurs everywhere. Lloyd Morgan claimed, for instance, that a complete knowledge of the molecules of a substance in a vaporous condition would not enable the liquid
or solid condition of that substance to be predicted. Broad
denies that the chemical behaviour of any elementary substance could be predicted without experiment. He says in The Mind and Its Place in Nature on page 63: "Nothing that
we know about hydrogen itself or in its combination with
anything but oxygen would give us the least reason to expect
that it would combine with oxygen at all."
Believing this. Broad says that the law connecting the
properties of a compound with its component elements and
with the structure of the compound is, so far as we know, a
unique and ultimate law. From the context it is clear that he
means the same as we do when we say kurma law. This suggests
one reason (additional to the need to explain true novelty
mentioned above) why followers of the emergent school are
anxious to emphasize that some properties arising from a
configuration are unpredictable. As we find innumerable
kurma laws when we study the organic world the distinction
between this and the inorganic world can only be made to
disappear if we find innumerable kurma laws in the latter
too.
However, both Lloyd Morgan and Broad are wrong in
their facts. A complete knowledge of the molecules of a
substance in a vaporous condition would enable the liquid or
solid condition of that substance to be predicted. The physical
properties of liquids and solids depends on the way in which
the molecules are packed when they shake down, and this is
known if the shape of the molecules is known. The molecules
of an oil, for instance, are long and cling firmly to each other,
side by side, so that a collection of them tends to be grouped
in layers like the stalks in a cornfield. But the ends cling less
firmly and easily lose their hold. Consequently one layer
slides easily over another. This explains why oil spreads over
the surface of water and why it is a good lubricant. A physicist
who discovered a vapour consisting of long molecules with
the appropriate distribution of clinging power at the sides
and ends could predict the lubricating properties of that
substance in the liquid state.
The other example already quoted from Broad is that the
power of hydrogen to combine with oxygen could not be
predicted. This example is as unfortunate as the one given
by Lloyd Morgan. The fact that the hydrogen atom has a
single satellite electron and that the outer ring of the oxygen
atom lacks two electrons for perfect screening would enable
a physicist to predict that two atoms of hydrogen would
combine with one of oxygen. It is possible to predict the
chemical behaviour of any substance from a knowledge of
the number of unit charges carried by its atomic nuclei.
It might have been less easy to detect the error if Lloyd
Morgan and Broad had chosen other examples. Physicists do
not always predict what will emerge from a new relatedness
arising out of a new assembly of parts. But this is only because
they are not infallible, not because new configurations create
new unpredictable properties with objective meaning. If
they did so, the very foundations of physics would be shattered. It is part of the physicist's faith that if he has complete
knowledge of all the conditions existing in a given system he
can predict everything objectively true about its nature. It
is a faith that has been repeatedly justified by results. For
instance, the nature and chemical properties of the element
Hafnium were predicted before the substance was discovered.
It was known from the periodic table of elements that there
must be a hitherto undiscovered substance with atoms having
a certain characteristic configuration; and it was predicted that
certain properties would attach to this configuration. When
the substance was discovered the predicted properties were
found to belong to it. Physicists did not expect and did not
find any unpredictable "emergent" properties.
Are we then to conclude that there are no properties which
physical, science cannot predict? Certainly not. Physical
science has its limitations. Only that which depends entirely
on the thing observed is fully predictable. But there is much
which also depends on the observer. No physicist can predict
this, for he does not know enough about the observer. He
calls the properties which depend on the observer subjective
to distinguish them from the objective ones which depend on
the thing observed. He has no difficulty whatever in showing
that no objective property is unpredictable and that none,
therefore, earns the name "emergent", in the sense given it
by Lloyd Morgan.
Therefore, John Lewis is right in his facts and wrong in the
conclusion that these facts support the philosophy of emergence when he says on page 70 of his "The taste of the combination of sodium (a metal) and
chlorine (a poisonous gas) is something unique - it is the taste
of the compound, which is common salt. A chord in music
is more than the sum of its parts." It is quite true that it is
not possible to predict what a pudding made with untried
ingredients will taste like. The taste of the pudding is, therefore, to be classed as an emergent. But the reason why it is
unpredictable is that the problem contains an unknown element
separate from the ingredients. This is the palate and nature
of the person who is to eat the pudding. Similarly what we
call the taste of sodium chloride depends on the human palate.
Whatever examples we investigate we are always brought to
the same result: that all properties called "emergent" are
unpredictable, because they depend on an observer. When the
properties of Hafnium were predicted from what was known
of the configuration of its atom at least one thing about it
could not be predicted in that way. This was its name. What
it would be called depended on something other than the
configuration. All true emergents are like this. In fact,
"resultant" appears to be nothing but another word for
objective property, and "emergent" another word for subjective property.
The third of the theories which have been grafted on to the
sound root of the philosophy of emergence is that a great many
other things emerge from the relatedness between the parts
of an assembly besides properties. The capacity of living
organisms to assimilate food, to act in self-defence, to reproduce their kind have all been classed as emergents. Some
followers of this school go even further, as is shown by the
following passage from Lloyd Morgan: "In a physical system
where life has emerged, the way things happen is raised to a
higher plane. In an organism within which consciousness is
emergent a new course of events depends on its presence. In
a person to whom reflective thought is emergent, behaviour
is sustained at a higher level. If the quality of deity be supervenient, the plane of conduct is yet higher."
In this short passage we are told that Life, consciousness,
reflective thought and the quality of deity are all emergents.
This is much to attribute to the relatedness between the component parts of a configuration.. John Lewis's contention is
similar in the remark: "When we discover that matter itself
has the potentiality of new properties, including thought
itself, when it takes on new patterns, the concept of a force
acting in matter can be discarded." For "discover" he ought
to have said "indulge in the pleasant fantasy," for no such
discovery has been made. At the moment we are, however,
more interested in the glib assumption that thought is a
property.
It is obvious that those properties which can be attributed
to relatedness are only things, like colour, taste, hardness,
ductility, electrical conductivity. These are abstract nouns
derived from adjectives. They define what things are like.
But the problems which followers of the emergent school
claim to solve are not concerned with what things are, but
with what they do. Abstract nouns derived from verbs are
added, with no justification, to the list of emergents. Not
only the colour of a bird's plumage but also its instinct for
self-preservation is attributed to nothing but the relatedness
between the constituent molecules, not only qualities but also
behaviour, not only the nature of the Universe but also God's
control of it.
It is bold, indeed, to assume that the little word "emergent"
can embrace with one broad sweep all things between heaven
and earth. And the slender basis of this grand audacity is
simply that appearances depend on structure! Yet we have
not been able to discover so much as a hint that those who
make this assumption are aware of the enormous jump their
reasoning takes when it arrives at one bound from properties
to achievements. The system which the new materialism has
derived from the philosophy of emergence depends for its
plausibihty on obscuring the difference between the concept
"being" and the concept "doing".
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